SFC Licences of GUAN Mingyue 關明玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 08 June 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 08 June 2023 | |
| UBS Securities Asia Limited | RE | 2 | 08 June 2023 | |
| UBS Securities Asia Limited | RE | 1 | 08 June 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 July 2021 | 12 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 20 July 2021 | 12 December 2022 |