SFC Licences of DA Qi 笪琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 12 March 2024 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 March 2024 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 05 May 2022 | 30 November 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 05 May 2022 | 30 November 2022 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 01 September 2021 | 01 December 2021 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 02 August 2021 | 01 December 2021 |