SFC Licences of TAM Wai Kit 譚偉傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2022 | 24 January 2023 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 22 November 2021 | 23 July 2022 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 August 2021 | 30 August 2021 |