SFC Licences of LI Fung Wang 李峰宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 9 | 30 August 2023 | |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 11 May 2023 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 11 May 2023 | |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 11 May 2023 | |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 10 November 2022 | 06 March 2023 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 09 June 2022 | 06 March 2023 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 16 November 2021 | 06 March 2023 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 November 2021 | 06 March 2023 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 September 2021 | 28 September 2021 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 08 September 2021 | 28 September 2021 |