SFC Licences of GAO Xiaoqi 高晓琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司
RE 1 07 October 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司
RE 4 13 September 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 03 August 2021 13 August 2021