SFC Licences of GAO Xiaoqi 高晓琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 07 October 2021 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 13 September 2021 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 03 August 2021 | 13 August 2021 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 03 August 2021 | 13 August 2021 |