SFC Licences of GUO Xiaowei 郭小偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 September 2021 29 September 2023
Haitong International Capital Limited 海通國際資本有限公司 RE 6 08 September 2021 29 September 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 08 September 2021 29 September 2023