SFC Licences of LAU Cheuk Nam 劉卓楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 20 October 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 August 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 August 2021 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 12 August 2021 |