SFC Licences of LAU Cheuk Nam 劉卓楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 20 October 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 12 August 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 August 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 August 2021