SFC Licences of LAU Joyce Kar Yan 樓家欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Securities (Hong Kong) Limited | RE | 1 | 16 November 2023 | |
Citadel Asia Limited | RE | 9 | 13 March 2023 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 12 August 2021 | 21 January 2023 |