SFC Licences of TSUI Sing Yam 徐星任
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RE | 9 | 28 September 2023 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 4 | 28 September 2023 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 28 September 2023 | |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 23 May 2023 | 28 August 2023 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 23 May 2023 | 28 August 2023 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 1 | 23 May 2023 | 28 August 2023 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 5 | 12 August 2021 | 08 May 2023 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 12 August 2021 | 08 May 2023 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 12 August 2021 | 08 May 2023 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 12 August 2021 | 08 May 2023 |