SFC Licences of YU Yan 俞燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 March 2023 | 18 December 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 24 August 2021 | 07 December 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 24 August 2021 | 07 December 2022 |