SFC Licences of SHASTRI Vallabh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 27 March 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 27 March 2023 | |
| UBS Securities Asia Limited | RE | 2 | 27 March 2023 | |
| UBS Securities Asia Limited | RE | 1 | 27 March 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 August 2021 | 18 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 12 August 2021 | 18 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 August 2021 | 18 November 2022 |