SFC Licences of LAW Pui Ka 羅珮嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 February 2023 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 February 2023 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 01 September 2021 | 11 January 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2021 | 11 January 2023 |