SFC Licences of LAW Pui Ka 羅珮嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 03 February 2023
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 February 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 01 September 2021 11 January 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 01 September 2021 11 January 2023