SFC Licences of GU Ruoming 顾若茗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 30 June 2023 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 30 June 2023 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 30 August 2021 | 09 January 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 August 2021 | 09 January 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 August 2021 | 09 January 2023 |