SFC Licences of GU Ruoming 顾若茗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 30 June 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 30 June 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 30 August 2021 09 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 August 2021 09 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 August 2021 09 January 2023