SFC Licences of CHAI Win Lock
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 08 May 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 08 May 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 08 May 2023 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 19 August 2021 | 17 April 2023 |