SFC Licences of GAO Haifeng 高海峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 9 | 15 March 2022 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 02 November 2021 | 15 March 2022 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 10 September 2021 | 21 October 2021 |