SFC Licences of GUO Qian 郭茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 6 | 08 December 2023 | |
| ABCI Capital Limited 農銀國際融資有限公司 | RO | 1 | 08 December 2023 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 08 December 2023 | |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 25 January 2022 | 08 December 2023 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 25 January 2022 | 08 December 2023 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 25 January 2022 | 08 December 2023 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 25 January 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 08 September 2021 | 17 November 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 September 2021 | 17 November 2021 |