SFC Licences of GONG Ruiqi 龔瑞琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 12 July 2023 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 July 2023 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 12 July 2023 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 September 2021 | 16 February 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 September 2021 | 16 February 2023 |