SFC Licences of HE Yawen 何雅雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 09 June 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 09 June 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 09 June 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 2 | 09 June 2022 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 May 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 May 2022 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 October 2021 | 18 March 2022 |