SFC Licences of TSUI Sing Long 徐聲朗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 01 November 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 01 November 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 01 November 2022 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 24 September 2021 | 27 October 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 September 2021 | 27 October 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 September 2021 | 27 October 2022 |