SFC Licences of CHOW Siu Yuen 周兆沅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 21 March 2022 | 15 January 2023 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 March 2022 | 15 January 2023 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 21 March 2022 | 15 January 2023 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 21 March 2022 | 15 January 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 March 2022 | 15 January 2023 |
| TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 20 October 2021 | 15 November 2021 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 20 October 2021 | 15 November 2021 |