SFC Licences of TAN Kian Seng 陳建胜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 | RE | 9 | 23 September 2022 | |
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 | RE | 4 | 23 September 2022 | |
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 | RE | 1 | 23 September 2022 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 15 October 2021 | 31 August 2022 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 15 October 2021 | 31 August 2022 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 15 October 2021 | 31 August 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 15 October 2021 | 31 August 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 15 October 2021 | 31 August 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 15 October 2021 | 31 August 2022 |