SFC Licences of TAN Kian Seng 陳建胜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 9 23 September 2022
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 4 23 September 2022
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 1 23 September 2022
HSBC Investment Funds (Hong Kong) Limited RE 9 15 October 2021 31 August 2022
HSBC Investment Funds (Hong Kong) Limited RE 4 15 October 2021 31 August 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 15 October 2021 31 August 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 15 October 2021 31 August 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 15 October 2021 31 August 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 15 October 2021 31 August 2022