SFC Licences of SU Xianzhi 苏显智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 19 July 2022 | 16 May 2023 |
Merrill Lynch Far East Limited | RE | 4 | 19 July 2022 | 16 May 2023 |
Merrill Lynch Far East Limited | RE | 1 | 19 July 2022 | 16 May 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 19 July 2022 | 16 May 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 July 2022 | 16 May 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 July 2022 | 16 May 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 20 October 2021 | 10 June 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 October 2021 | 10 June 2022 |