SFC Licences of LEE Hiu Lam 李曉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 22 September 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 22 September 2023 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 09 November 2021 | 06 September 2023 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 09 November 2021 | 06 September 2023 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 09 November 2021 | 06 September 2023 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 09 November 2021 | 06 September 2023 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 09 November 2021 | 06 September 2023 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 09 November 2021 | 06 September 2023 |