SFC Licences of SHUM King Tung 岑璟彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nuveen Hong Kong Limited | RE | 4 | 02 May 2023 | |
Nuveen Hong Kong Limited | RE | 1 | 02 May 2023 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 03 November 2021 | 03 March 2023 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 03 November 2021 | 03 March 2023 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 03 November 2021 | 03 March 2023 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 03 November 2021 | 03 March 2023 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 03 November 2021 | 03 March 2023 |