SFC Licences of TAI Chor Yan 戴楚殷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 25 March 2022 | 19 May 2023 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 25 March 2022 | 19 May 2023 |
| ICAP Securities Hong Kong Limited | RE | 2 | 09 November 2021 | 26 January 2024 |
| ICAP Securities Hong Kong Limited | RE | 1 | 09 November 2021 | 26 January 2024 |