SFC Licences of SO Kin Wan 蘇健雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 02 April 2024 | |
| UBS Securities Asia Limited | RE | 1 | 02 April 2024 | |
| UBS Securities Asia Limited | RE | 2 | 25 November 2021 | 15 July 2022 |
| UBS Securities Asia Limited | RE | 1 | 25 November 2021 | 15 July 2022 |