SFC Licences of SHAO Yiwen 邵祎雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 4 | 15 March 2023 | |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 1 | 15 March 2023 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 12 April 2022 | 20 January 2023 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 12 April 2022 | 20 January 2023 |