SFC Licences of WITTS Clare Helen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 27 September 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 September 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 September 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 September 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 September 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 July 2022 | 05 June 2023 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 07 December 2021 | 05 June 2023 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 07 December 2021 | 05 June 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 December 2021 | 05 June 2023 |