SFC Licences of XIE Xingchi 谢星池

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 14 December 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 14 December 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 14 December 2021