SFC Licences of XU Junxuan 徐俊軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 10 November 2023 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 10 November 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 06 April 2023 | 12 October 2023 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 06 April 2023 | 12 October 2023 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 06 April 2023 | 12 October 2023 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 30 December 2021 | 05 December 2022 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 30 December 2021 | 05 December 2022 |