SFC Licences of XIAO Chen 肖琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 23 November 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 23 November 2023 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 19 January 2022 | 29 September 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 19 January 2022 | 29 September 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 19 January 2022 | 29 September 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 19 January 2022 | 29 September 2023 |