SFC Licences of LU Xiaolu 盧曉璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 15 September 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 March 2022 | 05 August 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 08 March 2022 | 05 August 2022 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 08 March 2022 | 05 August 2022 |