SFC Licences of LU Xiaolu 盧曉璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 15 September 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 March 2022 05 August 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 08 March 2022 05 August 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 08 March 2022 05 August 2022