SFC Licences of POON Hiu Lam 潘曉霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 April 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 March 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 March 2022 |