SFC Licences of XIAO Xuan 肖暄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 28 November 2023
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 01 March 2022 19 September 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 01 March 2022 19 September 2022
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 01 March 2022 19 September 2022