SFC Licences of YANG Shuo 楊碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 11 October 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 11 October 2022 | |
| AXA Investment Managers Chorus Limited | RE | 4 | 28 March 2022 | 11 May 2022 |
| AXA Investment Managers Chorus Limited | RE | 5 | 28 March 2022 | 11 May 2022 |
| AXA Investment Managers Chorus Limited | RE | 9 | 28 March 2022 | 11 May 2022 |