SFC Licences of SHEN Yi 沈逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Starlight Capital Limited | RE | 6 | 18 October 2023 | |
Starlight Securities Limited | RE | 4 | 07 August 2023 | |
Starlight Securities Limited | RE | 1 | 07 August 2023 | |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 4 | 24 May 2023 | 21 June 2023 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 12 April 2022 | 21 June 2023 |
TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 12 April 2022 | 23 March 2023 |