SFC Licences of CHAN On Ni 陳安妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 06 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 19 July 2023
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 26 April 2022 02 April 2023