SFC Licences of CHAN On Ni 陳安妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 06 September 2023 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 19 July 2023 | |
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 26 April 2022 | 02 April 2023 |