SFC Licences of LAM Kai Yan 林佳欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 04 January 2023 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 04 January 2023 | |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 12 October 2022 | 14 December 2022 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 12 October 2022 | 14 December 2022 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 16 May 2022 | 23 September 2022 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 16 May 2022 | 23 September 2022 |