SFC Licences of DU Yifan 杜一帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 31 March 2023
CLSA Limited 中信里昂證券有限公司 RE 4 23 May 2022 27 May 2022