SFC Licences of DU Yifan 杜一帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 March 2023 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 May 2022 | 27 May 2022 |