SFC Licences of CHAN Lee Ni 陳俐妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 30 June 2022 | 26 December 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 30 June 2022 | 26 December 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 30 June 2022 | 26 December 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 30 June 2022 | 26 December 2022 |