SFC Licences of GUPTA Shivam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 July 2022 | 23 August 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 July 2022 | 23 August 2023 |