SFC Licences of PAN Chaoze 潘超澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 15 May 2023 | 01 December 2023 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 28 July 2022 | 09 September 2022 |