SFC Licences of YE Fan 葉帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RO | 9 | 27 November 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 4 | 27 November 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 27 November 2023 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 28 April 2023 | 27 November 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 19 August 2022 | 27 November 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 August 2022 | 27 November 2023 |