SFC Licences of YE Fan 葉帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 27 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 27 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 27 November 2023
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 28 April 2023 27 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 19 August 2022 27 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 19 August 2022 27 November 2023