SFC Licences of WU Kuang-Ming 武廣明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 31 May 2023 | 14 February 2024 |
| UBS Securities Asia Limited | RE | 4 | 06 February 2023 | 10 February 2023 |
| UBS Securities Asia Limited | RE | 4 | 10 January 2023 | 13 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 25 October 2022 | 04 November 2022 |