SFC Licences of LI Jiming 李繼明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 17 January 2024 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 06 October 2022 | 03 January 2024 |