SFC Licences of CAI Qiaonan 蔡喬楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 28 December 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 17 October 2022 02 November 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 October 2022 02 November 2023