SFC Licences of SUN Shangtong 孙尚同
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 13 December 2022 | |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 08 November 2022 | |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 08 November 2022 |