SFC Licences of MORIYA Tomo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 16 February 2024 | 21 February 2024 |
| UBS Securities Asia Limited | RE | 1 | 17 January 2023 | 20 January 2023 |
| UBS Securities Asia Limited | RE | 1 | 21 November 2022 | 23 November 2022 |