SFC Licences of ZHENG Xiaomeng 郑晓蒙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 November 2023 | 15 November 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 09 November 2023 | 15 November 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 December 2022 | 18 July 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 December 2022 | 18 July 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 December 2022 | 18 July 2023 |