SFC Licences of LIAO Han 廖晗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RO | 9 | 06 April 2023 | 02 June 2023 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 4 | 27 January 2023 | 02 June 2023 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 1 | 27 January 2023 | 02 June 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 27 January 2023 | 02 June 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 27 January 2023 | 02 June 2023 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 9 | 27 January 2023 | 06 April 2023 |